NBFC & Financial Regulation
NBFC Regulatory & Compliance Advisory
Legal advisory for NBFC business models, regulatory documentation, digital-lending arrangements, outsourcing, contracts, governance and compliance-risk issues should be tailored to the NBFC category, activities, products and current RBI directions applicable to the entity.
Advisory areas may include
Map products, customer segments, partnerships, revenue flows and regulated or outsourced activities.
Review LSP, DLA, customer, data, servicing, recovery and oversight structures under the current digital-lending framework.
LSP, technology, vendor, collection, servicing, data and other outsourced-service agreements.
Policies, approvals, delegated authority, monitoring, complaints, data controls and documentation supporting regulatory compliance.
NBFC legal-review framework
Identify NBFC category, products and applicable regulatory perimeter.
Document customer, money, data, vendor and decision flows.
Test policies, agreements, disclosures, outsourcing and controls against applicable RBI requirements.
Prioritise legal gaps, revise documentation and establish closure evidence.
RBI regulatory materials
NBFC regulation is administered by the Reserve Bank of India under the applicable RBI Act and directions, with requirements varying by entity type and activity. Current regulatory directions and circulars are available through RBI.
Related services
See Digital Lending & LSP Compliance, FinTech Companies and Legal Compliance Audit.
Fastrack Legal Solutions LLP
NBFC advisory should begin with the exact legal entity and regulated activity. A generic FinTech compliance checklist cannot substitute for entity-specific RBI regulatory analysis.
General information only; not solicitation or legal advice for any specific matter.